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Breaking News

CVC Capital Partners lists on Euronext Amsterdam

CFTC secures Court order imposing $11.8M in penalties on The QYU Holdings

Italy’s CONSOB orders blocking of five unauthorised investment websites

FSCS confirms 12 firms declared in default in February and March 2024

FCA orders firms to amend/withdraw 2,211 promotions in Q1 2024

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Regulatory News

FCA imposes £12.6M fine on Citigroup Global Markets

Maria Nikolova Citi, Citigroup Global Markets, FCA, featured, MAR 0 Comments August 19, 2022

The FCA imposed £12.6 million fine on Citigroup Global Markets Limited for failures relating to the detection of market abuse.

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FCA News/ Regulatory News

FCA voices concerns about MAR compliance of web-based trading platforms

Maria Nikolova MAR, MTF, OTF 0 Comments November 16, 2021

The FCA is concerned that users of web-based platforms may not be able to monitor all their orders to detect potential market abuse.

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LATEST NEWS

CVC Capital Partners lists on Euronext Amsterdam
April 26, 2024
CFTC secures Court order imposing $11.8M in penalties on The QYU Holdings
April 26, 2024
Italy’s CONSOB orders blocking of five unauthorised investment websites
April 26, 2024
FSCS confirms 12 firms declared in default in February and March 2024
April 26, 2024
FCA orders firms to amend/withdraw 2,211 promotions in Q1 2024
April 26, 2024

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