CGMI, Citi, Citigroup Global Markets Inc, featured, FINRA
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Citigroup Global Markets Inc. has agreed to pay a fine of $2.5 million as a part of a settlement with FINRA.
CGMI, Citigroup Global Markets, featured, FINRA
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Citigroup Global Markets has agreed to pay a fine of $250,000 as a part of a settlement with FINRA.
CGMI, Citi, featured, SEC
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The Securities and Exchange Commission has announced settled cease-and-desist proceedings against broker-dealer Citigroup Global Markets Inc.
CGMI, Citigroup, Citigroup Global Markets Inc
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From November 2012 to November 2017, Citigroup Global Markets omitted about 24,800 required disclosures in 16,850 equity research reports.
