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FINRA fines Citigroup Global Markets for failure to prevent trade-throughs

Maria Nikolova Citigroup fined, Citigroup Global Markets 0 Comments February 1, 2021

FINRA has fined Citigroup Global Markets Inc for the firm’s failure to establish policies to prevent trade-throughs of protected quotations in NMS stocks.

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FINRA fines Citigroup Global Markets for failure to prevent trade-throughs

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