CME Group fines Société Générale International Limited for violating CBOT rule
In accordance with the settlement offer, the CBOT Panel ordered Société Générale International Limited to pay a $40,000 fine.
In accordance with the settlement offer, the CBOT Panel ordered Société Générale International Limited to pay a $40,000 fine.
In accordance with a settlement offer, Wedbush Securities has agreed to pay a $50,000 fine.
StoneX Financial Inc will pay a fine of $5,000 for violating CME rules concerning bunched orders.
Nomura Securities International has agreed to pay a fine in the amount of $50,000 for violations of CBOT rules.
Citigroup Global Markets Inc has agreed to pay a $50,000 fine for violation of CBOT Rules 971.A.1., 971.E. and 971.F.
Electronic trading major Interactive Brokers has expanded the lineup of products available to trade on the IBKR platform.
Goldman Sachs & Co LLC gets a small fine for inaccurate reporting of its open interest in August 2021 NYMEX Crude Oil Futures contracts.
Credit Suisse Securities (USA) has agreed to pay a fine of $150,000 as a part of a settlement for violating CBOT rules.
StoneX was fined because it transferred positions between customer accounts with different beneficial ownership and without appropriate Exchange approval.