CME Group fines prop trading firm Hertshten Group for allegedly engaging in disruptive practices
International derivatives marketplace CME Group has posted a notice of disciplinary action against Hertshten Group Limited.
CBOT
CME Group suspends Vietnamese retail trader for five years for violations of wash trades prohibition
International derivatives marketplace CME Group has fined and suspended Van Thi Quy for violating the wash trades prohibition.
CME Group imposes $150k fine on prop trading firm Tanius Technology
International derivatives marketplace CME Group has imposed a fine of $150,000 on proprietary trading firm Tanius Technology, LLC.
CME Group suspends institutional trader for alleged violations of wash trades prohibition
International derivatives marketplace CME Group has suspended a Brazil-based institutional trader for alleged violations of wash trades prohibition.
Banco do Brasil gets a slap on the wrist for alleged violations of CBOT rules
International derivatives marketplace CME Group has fined Banco do Brasil, S.A. for alleged violations of CBOT rules.
CME Group fines Citigroup Global Markets for alleged CBOT rule violation
International derivatives marketplace CME Group has posted a notice of disciplinary action against Citigroup Global Markets Inc.
CME Group imposes $200k fine on BNP Paribas Securities for alleged violations of CBOT rules
International derivatives marketplace CME Group has posted a notice of disciplinary action against BNP Paribas Securities Corp.
DRW Investments to pay disgorgement of $465k for alleged CBOT rule violations
International derivatives marketplace CME Group has published a notice of disciplinary action against DRW Investments LLC.
CME suspends trader for engaging in prohibited disruptive practices
International derivatives marketplace CME Group has issued a notice of disciplinary action against Lee Sung Ok.
CME fines BNP Paribas Securities for alleged violations of CBOT rules
International derivatives marketplace CME Group has posted a notice of disciplinary action against BNP Paribas Securities Corp.
