ASIC bans former MWL financial adviser Nicole Niu for five years
ASIC has banned former financial adviser Nicole Niu from providing financial services and controlling an entity that carries on a financial services business.
Shield
ASIC takes former Keystone Asset Management directors to Court over alleged Shield failures
ASIC is suing Paul Chiodo, Ilya Frolov, and Mark Yorston, former directors of Keystone Asset Management Ltd.
ASIC bans former MWL financial adviser John Morgan for five years
The Australian Securities and Investments Commission (ASIC) has banned former financial adviser John Morgan from providing financial services.
ASIC bans former MWL Financial Services adviser David Lofthouse for three years
The Australian Securities and Investments Commission (ASIC) has banned Melbourne-based financial adviser David Lofthouse.
ASIC bans former MWL Financial Services adviser for four years
ASIC has banned Melbourne-based financial adviser Neil McPherson from providing financial services.
ASIC accepts court-enforceable undertaking from Macquarie Investment Management
Macquarie Investment Management Ltd (MIML) has committed to paying thousands of Australians who invested their retirement savings in Shield.
