featured, JPMorgan, SEC, whistleblowing
0 Comments
The Securities and Exchange Commission (SEC) today announced settled charges against J.P. Morgan Securities LLC.
cartel, CMA, whistleblowing
0 Comments
The Competition and Markets Authority (CMA) increases informant reward up to £250K to crack down on cartels.
Activision Blizzard, featured, SEC, whistleblowing
0 Comments
The SEC has fined Activision Blizzard $35 million for failing to maintain disclosure controls and violating whistleblower protection rule.
FCA, featured, whistleblowing
0 Comments
The FCA received 243 whistleblowing reports in the second quarter of 2022, containing 474 allegations in total.
Euronext, IntegrityLog, whistleblowing
0 Comments
Euronext Corporate Services’ IntegrityLog supports the Italian implementation of the EU Whistleblower Directive.
Brinks, SEC, The Brink's Company, whistleblowing
0 Comments
The SEC ordered Brinks to cease-and desist from future violations of the rule, pay a $400,000 fine, and comply with certain undertakings.
The FCA data shows the number of new whistleblowing reports it received between October and December 2021.
CySEC outlines the procedures and communication channels that whistleblowers may use to report an infringement.
The UK Financial Conduct Authority (FCA) received 289 new whistleblowing reports in the third quarter of 2021.
ASIC has written to CEOs of public companies urging them to review their whistleblower policies to ensure they comply with the law.
