SEC fines The Brink’s Company for whistleblower protection rule violations
The SEC ordered Brinks to cease-and desist from future violations of the rule, pay a $400,000 fine, and comply with certain undertakings.
whistleblowing
FCA receives 279 new whistleblowing reports in Q4 2021
The FCA data shows the number of new whistleblowing reports it received between October and December 2021.
CySEC outlines procedures for whistleblowing
CySEC outlines the procedures and communication channels that whistleblowers may use to report an infringement.
FCA receives 289 new whistleblowing reports in Q3 2021
The UK Financial Conduct Authority (FCA) received 289 new whistleblowing reports in the third quarter of 2021.
ASIC urges Australian CEOs to review whistleblower policies
ASIC has written to CEOs of public companies urging them to review their whistleblower policies to ensure they comply with the law.
SEC charges Guggenheim Securities with violating whistleblower protection rule
The SEC settled charges against broker-dealer Guggenheim Securities for violating a whistleblower protection rule.
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