CME fines Peter Kosanovich (MGLA) for “unbusinesslike language”
International derivatives marketplace CME Group has issued a notice of disciplinary action against Peter Kosanovich (MGLA).
CME fine
CME Group fines, suspends trader for violating wash trades prohibition
International derivatives marketplace CME Group has posted a notice of disciplinary action against Jeong Taewon.
Glencore Singapore to pay $20k fine for alleged NYMEX rule violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against Glencore Singapore PTE Ltd.
CME fines Bright Point Capital for violating wash trades prohibition
CME Group has imposed a fine of $75,000 on Bright Point Capital Pte. Ltd for alleged violations of NYMEX rules.
CME fines Morgan Stanley for alleged violations of SEF rules
International derivatives marketplace CME Group has posted a notice of disciplinary action against Morgan Stanley & Co. LLC.
CME Group fines, suspends trader for violating disruptive practices prohibition
International derivatives marketplace CME Group has taken disciplinary action against Brian Sherman.
CME fines, suspends trader for alleged CBOT rule violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against Eng Boon Kian.
CME suspends trader for five years for violating wash trades prohibition
International derivatives marketplace CME Group has published a notice of disciplinary action against Jatin Rasiklal Mansata.
CME fines Wells Fargo Securities for rule violations
International derivatives marketplace CME Group has published a notice of disciplinary action against Wells Fargo Securities, LLC (WFS).
CME Group fines Aaron Dao Chang Pang for false representations in 3 Crowns’ application to incentive program
The Panel also ordered that Pang and 3 Crowns Capital be jointly and severally liable for disgorgement in the amount of $3,398,251.
