ASIC, Falcon Capital, featured
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ASIC has obtained interim orders freezing the assets of Falcon Capital Limited, the First Guardian Master Fund and David Anderson.
ASIC, featured, Shield Master Fund
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The Federal Court has made interim orders freezing certain assets of Osama Saad, former director of Aus Super Compare and Atlas Marketing.
AFS licence, ASIC, featured, Vestiuum
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ASIC has suspended the Australian financial services (AFS) licence of Vestiuum CSF Pty Ltd.
ASIC, featured, JB Markets
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ASIC has banned Peter Aardoom from providing financial services and controlling an entity that carries on a financial services business.
ASIC, DDO, featured, Firstmac
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Firstmac ordered to pay $8 million in penalties for failing to comply with its design and distribution obligations.
ASIC, featured, Sanlam
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The Australian arm of South African financial services conglomerate Sanlam Group will need to have its compliance processes reviewed.
AFS licence, ASIC, Equitise, featured
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The Australian Securities and Investments Commission (ASIC) has suspended the AFS licence of Equtise Pty Ltd.
ASIC, featured, Swoosh
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The Australian Securities and Investments Commission (ASIC) has taken action against Ausfinancial Pty Ltd, trading as Swoosh Finance.
ASIC, Binance, featured
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More than 500 retail clients of Oztures Trading Pty Ltd, trading as Binance Australia Derivatives, were denied important consumer protections.
ASIC, featured, HSBC
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HSBC Bank Australia Limited failed to adequately protect customers scammed out of millions of dollars.
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