ASX pays $1.05M penalty following ASIC investigation into its compliance with Market Integrity Rules
ASX Limited has paid a penalty of $1,050,000 following an ASIC investigation into its compliance with the Market Integrity Rules.
ASX Limited has paid a penalty of $1,050,000 following an ASIC investigation into its compliance with the Market Integrity Rules.
ASIC’s latest enforcement and regulatory update highlights the regulator’s investment scams disruption work.
The National Anti-Scam Centre is warning consumers to beware of deepfake videos of public figures that endorse online investment trading platforms.
ASIC has successfully sought sequestration orders in the Federal Court of Australia against social media finfluencer Tyson Robert Scholz.
Melbourne Securities Corporation Limited has paid $13,320 to comply with an infringement notice issued by ASIC.
ASIC has secured interim travel restraint orders against former Blockchain Global Limited (in liquidation) director Liang Guo.
ASIC has cancelled the Australian financial services (AFS) licence of NextGen Financial Group Pty Ltd effective from 23 February 2024.
Blue Guardian is adding the DXtrade trading platform as a solution for US clients, and also planning to add Match-Trader.
ASIC has cancelled the Australian financial services (AFS) licence of Valorton Capital Pty Ltd.
The Australian Securities and Investments Commission (ASIC) has commenced proceedings in the Federal Court against David Paul Hodgson.