ASIC, featured, First Mutual
0 Comments
The Federal Court of Australia has extended the orders, first made on 15 August 2025, freezing the bank accounts of Gregory Raymond Cotton.
AFS licence, AIMS, ASIC, Auric International Markets, featured
0 Comments
ASIC has cancelled the Australian financial services (AFS) licence of forex and derivatives brokerage company, Auric International Markets Pty Ltd (AIMS).
ASIC, featured, Mayfair 101
0 Comments
Mayfair 101 Group director James Mawhinney will be unable to promote or raise funds in connection with financial products for 15 years.
ASIC, Block Earner, featured
0 Comments
The High Court has granted ASIC special leave to appeal a Full Federal Court decision, which found that Block Earner did not need a financial services licence,
ASIC, featured, SocGen, Societe Generale
0 Comments
Societe Generale Securities Australia has been fined $3.88 million by the Market Disciplinary Panel (MDP).
ASIC, featured, Open4Sale
0 Comments
Two directors of Australian company Open4Sale Global Ltd have been penalised a total of $2.8 million by the Federal Court for breaching disclosure laws.
AlphaThorn, ASIC, featured, Metal Alpha
0 Comments
ASIC has permanently banned Brett Paul Trevillian from providing financial services and engaging in credit activities.
ASIC, featured, UGC, United Global Capital
0 Comments
ASIC found that Petrovic failed key advice obligations when recommending clients to invest into financial products related to United Global Capital (UGC).
ASIC, featured, Ferras Merhi, First Guardian, FSGA, Shield Master Fund
0 Comments
ASIC has sought leave from the Federal Court to expand its existing proceeding against former financial adviser Ferras Merhi.
AFS licence, ASIC, BDS Accounting, featured
0 Comments
The AFS licence was cancelled after BDS Accounting failed to pay industry funding levies which were outstanding for over 12 months.
Get FNG's daily newsletter to receive notice of all articles like this one, in a concise daily email.
Subscribe now!
