ASIC, featured, Sanlam
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The Australian arm of South African financial services conglomerate Sanlam Group will need to have its compliance processes reviewed.
AFS licence, ASIC, Equitise, featured
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The Australian Securities and Investments Commission (ASIC) has suspended the AFS licence of Equtise Pty Ltd.
ASIC, featured, Swoosh
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The Australian Securities and Investments Commission (ASIC) has taken action against Ausfinancial Pty Ltd, trading as Swoosh Finance.
ASIC, Binance, featured
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More than 500 retail clients of Oztures Trading Pty Ltd, trading as Binance Australia Derivatives, were denied important consumer protections.
ASIC, featured, HSBC
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HSBC Bank Australia Limited failed to adequately protect customers scammed out of millions of dollars.
AFS licence, ASIC, featured
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ASIC has cancelled the Australian financial services licence held by Macgill Financial Services Pty Ltd.
ASIC, Bit Trade, featured, Kraken
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Legal proceedings launched by ASIC have seen the Australian operator of the Kraken crypto exchange ordered to pay $8 million.
ASIC, featured, NGS Crypto
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The Australian Securities and Investments Commission (ASIC) is seeking orders winding up NGS Group Ltd and NGS Crypto Pty Ltd.
ASIC, featured, Wise Investment Advisers
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Mr Davis was the sole director, responsible manager, and financial adviser of AFS Licensee, Wise Investment Advisers Pty Ltd.
ASIC, Australia crypto regulation, featured
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ASIC seeks feedback on its proposals and the issues raised in CP 381 by the end of February 2025.
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