Macquarie Securities ordered to pay $35M penalty in short sale misreporting case
The New South Wales Supreme Court has ordered Macquarie Securities (Australia) Limited (MSAL) to pay a $35 million penalty.
ASIC
ASX confirms submission of Commitments Plan to ASIC
Today ASX filed the Commitments Plan with the Australian Securities and Investments Commission (ASIC).
Australian regulator cancels licence of Private Wealth
ASIC has cancelled the Australian financial services (AFS) licence of Private Wealth Pty Ltd.
Australian regulator cancels AFS licence of Red Panda Future Wealth
ASIC has cancelled the Australian financial services (AFS) licence of Red Panda Future Wealth Pty Ltd (formerly, Capital Financial Planning WA Pty Ltd).
Fundhost pays infringement notice issued by ASIC
Fundhost Limited has paid $19,800 to comply with an infringement notice issued by ASIC.
ASIC cancels licence of Superfast AM
ASIC has cancelled the Australian financial services (AFS) licence of Superfast AM Pty Ltd, effective from 13 February 2026.
Australian regulator cancels AFS licence of Pulse Markets
ASIC has cancelled the Australian financial services (AFS) licence of securities dealer Pulse Markets Pty Ltd.
ASIC imposes licence conditions on Corpay subsidiary
ASIC has imposed additional licence conditions on the Australian financial services (AFS) licence of Cambridge Mercantile (Australia) Pty Ltd, a subsidiary of Corpay Inc.
ASIC bans former MWL Financial Services adviser for four years
ASIC has banned Melbourne-based financial adviser Neil McPherson from providing financial services.
ASIC action leads to Court order imposing $2.5M penalty on FIIG Securities for cyber security failures
FIIG’s failures worsened a 2023 cyber-attack which saw around 385 gigabytes of confidential information stolen and highly sensitive client data leaked.
