AAT upholds ASIC’s decision to cancel Olive Financial Markets’ AFS licence
The Administrative Appeals Tribunal (AAT) has upheld ASIC’s decision to cancel the AFS licence of Olive Financial Markets.
The Administrative Appeals Tribunal (AAT) has upheld ASIC’s decision to cancel the AFS licence of Olive Financial Markets.
ASIC has cancelled the Australian financial services (AFS) licence of VIG Asset Management Pty Ltd.
ASIC has suspended the Australian financial services (AFS) licence of Quantum Funds Management Limited (QFML) until 15 October 2023.
ASIC has cancelled the Australian financial services (AFS) licence of the AFSL Group Pty Ltd.
ASIC has suspended the Australian financial services (AFS) licence of Brenex Investments Pty Ltd until 15 May 2023.
ASIC accepted a court enforceable undertaking from financial advisory firm Lasarith Pty Ltd, trading as ‘Succession Matters’.
ASIC has cancelled the Australian financial services (AFS) licence of Woodsdale Corporation Pty Ltd (AFSL 220133).
ASIC has cancelled the Australian financial services (AFS) licence of CMH Financial Group Pty Ltd (CMHFG).
ASIC received 1,469 Australian financial services (AFS) and Australian credit licence (licences) applications in the year to June 2022.
Under the ASIC instrument, retail OTC derivative issuers must meet an NTA requirement to hold the greater of $1 million or 10% of revenue.