FCA, featured, UK advertising regulation, UK financial regulation
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To help people to make informed decisions to invest with confidence, the FCA is introducing new screening checks for firms that approve financial adverts.
FCA, FCA complaints, featured, UK financial regulation
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In 2022 H1, financial services firms received 1.88m complaints, an increase of 1% on 2021 H2, the latest FCA data shows.
UK financial regulation
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The FCA is improving its capacity to intervene when firms cannot meet threshold conditions and remove firms that will not meet standards.
UK financial regulation
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The FCA announces the removal of the temporary measures introduced in 2020 allowing for delayed annual and interim financial reporting.
UK financial regulation
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By 2025, the FCA will halve the number of consumers who are investing in higher risk products that are not aligned to their needs.
Consumer duty, FCA regulation, UK financial regulation
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The FCA plans a new Consumer Duty, which will set a higher level of consumer protection in retail financial markets.
FCA authorization, UK financial regulation
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The FCA approach to authorization of international firms sparks confusion, as relations with overseas regulators are still unclear.
ban mini-bonds, UK financial promotions, UK financial regulation
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The FCA has confirmed that it is pursuing a number of enforcement investigations involving financial promotions.
GDPR, UK data protection, UK financial regulation
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The FCA warns that, before transferring clients’ personal data, firms should consider whether this is fair to and in the interests of their clients.
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