FCA asks for input on how it can refine retail conduct rules
The UK Financial Conduct Authority (FCA) is asking for input on whether, where and how it can refine its retail conduct rules.
The UK Financial Conduct Authority (FCA) is asking for input on whether, where and how it can refine its retail conduct rules.
Klelia explains why adhering to regulatory standards in financial promotions is critical.
The FCA is today writing to a number of financial adviser firms requesting information about their delivery of ongoing services.
The collaboration brings together Broadridge’s value reporting, fee and performance data with Boring Money’s end investor demographic and perception data.
The FCA is working with payment service providers to do more to protect consumers from fraud, including authorised push payment (APP) fraud.
The new rules, known as the Consumer Duty, set a higher standard of consumer protection in financial services.
The UK Financial Conduct Authority (FCA) reminds firms that the Consumer Duty comes into force on 31 July for new and existing products.
With six months to go before the Consumer Duty comes into force, the FCA has published a review of how firms are planning to implement the Duty.
The UK FCA proposes amendments clarifying the application of the Consumer Duty to firms approving financial promotions.
The UK FCA has outlined the main risks of harm that alternative investment firms, and the markets in which they operate, pose to their customers.