ASIC takes Interprac to Court over alleged Shield and First Guardian licensee failures
ASIC has commenced civil penalty proceedings in the Federal Court against Interprac Financial Planning Pty Ltd.
Shield Master Fund
ASIC secures interim court orders restraining Ferras Merhi from operating in financial services industry
ASIC has secured Federal Court interim orders restraining Ferras Merhi from operating within the financial services industry.
ASIC seeks to expand proceeding against former financial adviser Ferras Merhi
ASIC has sought leave from the Federal Court to expand its existing proceeding against former financial adviser Ferras Merhi.
ASIC cancels licence of MWL Financial Services
ASIC has cancelled the Australian Financial Services licence of MWL Financial Services Pty Ltd .
ASIC launches civil penalty proceedings against Equity Trustees
The Australian Securities and Investments Commission (ASIC) has commenced civil penalty proceedings in the Federal Court against Equity Trustees Superannuation Limited.
ASIC bans two financial advisers of MWL Financial Services
ASIC has banned two former financial advisers of MWL Financial Services Pty Ltd (MWL) from providing financial services.
Court freezes assets of Rashid Alshakshir in response to ASIC application
Following an application made by ASIC, the Federal Court has made orders freezing assets of Rashid Alshakshir.
Australian Court freezes assets of former director of Aus Super Compare and Atlas Marketing
The Federal Court has made interim orders freezing certain assets of Osama Saad, former director of Aus Super Compare and Atlas Marketing.
ASIC obtains Court orders freezing assets of Shield Master Fund
ASIC has obtained interim orders from the Federal Court freezing the assets of the Shield Master Fund.
ASIC halts offers of Shield Master Fund
ASIC has made interim stop orders on four product disclosure statements (PDSs) for classes of units of the Shield Master Fund.
