SFC revokes licence of Nerico Brothers
The Securities and Futures Commission (SFC) of Hong Kong has revoked the licence of Nerico Brothers Limited (NBL).
SFC
HK regulator imposes $23.8M fine on Deutsche Bank for regulatory breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche Bank $23.8 million for various regulatory breaches.
HK regulator fines HSBC $4.2M for disclosure failures in research reports
Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined HSBC $4.2 million.
HK Securities and Futures Commission warns of impersonation scams
Hong Kong’s Securities and Futures Commission (SFC) today issued a warning to the public regarding impersonation scams.
HK regulator bans Kylin International director for 12 months
Hong Kong’s Securities and Futures Commission (SFC) has banned Ms Zhu Hong, a director of Kylin International (HK) Co., Limited.
HK regulators issue statement on stablecoin-related market movements
The SFC and the Hong Kong Monetary Authority (HKMA) today issued a joint statement on recent market movements in relation to stablecoins.
HK regulator obtains six-year disqualification order against former exec director of Zhongda
The SFC has obtained a disqualification order in the Court of First Instance against Zhang Yuqing, the former vice-chairman and executive director of Zhongda.
Administrators distribute $19M of assets to clients of Hong Kong Wan Kiu Investment Company
Administrators had distributed $19 million worth of assets this month as compensation to affected clients of Hong Kong Wan Kiu Investment Company.
SFC obtains seven-year disqualification order against former director of First Credit Finance Group
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Ms Ho Siu Man.
HK regulator bans former responsible officer of HF Asset Management
The SFC has prohibited Tong Ho Yin, a former responsible officer of HF Asset Management Limited, from returning to the industry for nine years.
