The SFC has obtained a disqualification order in the Court of First Instance against Zhang Yuqing, the former vice-chairman and executive director of Zhongda.
Administrators had distributed $19 million worth of assets this month as compensation to affected clients of Hong Kong Wan Kiu Investment Company.
The Securities and Futures Commission (SFC) has obtained a disqualification order in the Court of First Instance against Ms Ho Siu Man.
The SFC has prohibited Tong Ho Yin, a former responsible officer of HF Asset Management Limited, from returning to the industry for nine years.
The Securities and Futures Commission (SFC) has obtained disqualification orders against four former executive directors of Superb Summit International Group Limited.
The Eastern Magistrates’ Court of Hong Kong has sentenced Lin Tai Fung and his brother-in-law, Or Chun Nin, to 240 hours and 160 hours of community service.
The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Freeman Commodities Limited.
The Securities and Futures Commission (SFC) of Hong Kong has banned Law Man Wai, a former licensed representative of Cinda International Securities Limited.
The SFC of Hong Kong has suspended Ms Hadiee Chui Lai Chun, a licensed representative of Rifa Securities Limited, for seven months.
The SFC of Hong Kong today launched a consultation aimed at restricting unregulated entities from adopting misleading names.
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