The Eastern Magistrates’ Court of Hong Kong has sentenced Lin Tai Fung and his brother-in-law, Or Chun Nin, to 240 hours and 160 hours of community service.
The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Freeman Commodities Limited.
The Securities and Futures Commission (SFC) of Hong Kong has banned Law Man Wai, a former licensed representative of Cinda International Securities Limited.
The SFC of Hong Kong has suspended Ms Hadiee Chui Lai Chun, a licensed representative of Rifa Securities Limited, for seven months.
The SFC of Hong Kong today launched a consultation aimed at restricting unregulated entities from adopting misleading names.
Hong Kong’s Securities and Futures Commission (SFC) has issued a restriction notice to GA (Int’l) Capital Management Limited (GCML).
The Securities and Futures Commission (SFC) of Hong Kong is joining regulators across the globe to curb activities of unlawful financial influencers (finfluencers).
Hong Kong’s SFC has prohibited Ms Wong Lai Suen, a former RO and executive director of MTF Securities, from re-entering the industry for six months.
The restriction notice prohibits Bloomyears, without prior written consent from the SFC, from carrying on any business.
The Securities and Futures Commission (SFC) of Hong Kong has revoked the licence of Mr Mui Chok Wah and its approval of him.
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