HK Court orders fraudsters behind DFRF Enterprises to compensate investors
The Court of First Instance has granted orders sought by the Hong Kong SFC against the fraudsters behind DFRF Enterprises.
The Court of First Instance has granted orders sought by the Hong Kong SFC against the fraudsters behind DFRF Enterprises.
The SFC has banned Mr Poon Choi Yung, a former licensed representative of China Tonghai Securities Limited, for 20 months.
Hong Kong’s SFC has reprimanded and fined Emperor Securities and Emperor Futures $5.4 million for AML breaches.
This concludes the civil proceedings commenced by the Hong Kong Securities and Futures Commission (SFC).
Hong Kong’s SFC has reprimanded and fined Zhonghui International Futures Company Limited $5 million for regulatory breaches.
The SFC has issued restriction notices to two brokers prohibiting them from dealing with or processing certain assets held in 17 trading accounts.
The SFC has banned two former licensed representatives of Win Wong Securities Limited from re-entering the industry.
The SFC has banned Lau Tin Yau, a former relationship manager of Standard Chartered Bank (Hong Kong) Limited (SCBHK).
Hong Kong’s SFC has publicly censured cryptocurrency mining company BIT Mining Limited for breaches of the Takeovers Code.
The Hong Kong SFC has suspended the licence of Mr Lun Sheung Nim, a responsible officer of GEO Securities Limited.