featured, financial influencer, finfluencer, influencer, SFC
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The Securities and Futures Commission (SFC) of Hong Kong is joining regulators across the globe to curb activities of unlawful financial influencers (finfluencers).
featured, FINRA, influencer, Open to the Public Investing, Public Investing
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Open to the Public Investing, Inc has agreed to pay a fine of $350,000 as a part of a settlement with FINRA.
featured, finfluencer, FINRA, influencer, Webull Financial
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Webull Financial LLC has agreed to pay a fine of $1.6 million as a part of a settlement with FINRA.
Avenue Securities, featured, FINRA, influencer, social media influencers
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Avenue Securities LLC has agreed to pay a fine of $300,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
featured, financial influencer, FINRA, influencer, Moomoo
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Moomoo Financial Inc., formerly known as Futu Inc, has agreed to pay a fine as a part of a settlement with FINRA.
FCA, featured, finfluencer, influencer
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Twenty finfluencers are being interviewed under caution by the FCA, as it launches targeted action.
featured, FINRA, influencer, TradeZero
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TradeZero America, Inc. has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
FCA, featured, finfluencer, forex advertising, influencer, social media
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The FCA has brought charges against nine individuals in relation to an unauthorised Forex trading scheme promoted on social media.
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