The UK Financial Conduct Authority (FCA) has led international action to stop illegal finfluencers putting consumers’ money at risk.
Charles Hunter, Kayan Kalipha and Luke Desmaris appeared before Westminster Magistrates’ Court.
ASIC has issued warning notices to 18 social media ‘finfluencers’ suspected of unlawfully promoting high-risk financial products.
The Securities and Futures Commission (SFC) of Hong Kong is joining regulators across the globe to curb activities of unlawful financial influencers (finfluencers).
Open to the Public Investing, Inc has agreed to pay a fine of $350,000 as a part of a settlement with FINRA.
Webull Financial LLC has agreed to pay a fine of $1.6 million as a part of a settlement with FINRA.
Avenue Securities LLC has agreed to pay a fine of $300,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Moomoo Financial Inc., formerly known as Futu Inc, has agreed to pay a fine as a part of a settlement with FINRA.
Twenty finfluencers are being interviewed under caution by the FCA, as it launches targeted action.
TradeZero America, Inc. has agreed to pay a fine of $250,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
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