CFTC, featured, Goldman Sachs
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The Commodity Futures Trading Commission (CFTC) today issued an order simultaneously filing and settling charges against Goldman Sachs & Co.
Cboe, featured, Goldman Sachs
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Goldman Sachs & Co has agreed to pay a fine in the amount of $125,000 as a part of a settlement with Cboe BZX Exchange.
Cboe, featured, FINRA, Goldman fine, Goldman Sachs, Nasdaq, regulation sho
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Goldman Sachs & Co. LLC has agreed to pay a total fine of $3 million, of which $1.14 million is payable to FINRA.
Barclays, Citi, Credit Suisse, featured, Goldman Sachs, SEC
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A total of 16 Wall Street firms have agreed to pay combined penalties of more than $1.1 billion to settle SEC charges.
Bank of America, CFTC, featured, Goldman Sachs, Jefferies, Nomura
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The CFTC has imposed a total penalty exceeding $710 million on 11 major banks, including Citi, Bank of America and Goldman Sachs.
CME, CME Group, featured, Goldman Sachs
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During June 2022, Goldman Sachs inaccurately reported its large trader positions and submitted position adjustments after the prescribed deadline.
Goldman Sachs, GSI, ICE Futures
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Goldman Sachs International (GSI) agreed to pay a monetary penalty of $125,000 and disgorge $1,319,249 in profits.
Cboe Exchange, Goldman Sachs
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Goldman Sachs had no automated system or exception reports to verify that traders were accurately recording options order transmission times.
Goldman revenues, Goldman Sachs
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Goldman Sachs posted Global Markets net revenues of $7.87 billion for the first quarter of 2022, 4% higher than a year earlier.
Goldman Sachs, GreenSky, insider trading
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The DOJ pushes for a prison sentence of 30 to 37 months for Puneet Dikshit, an insider trader who profited from Goldman Sachs’ acquisition of Greensky.
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