FINRA fines Goldman Sachs $1.25M for failing to fingerprint associated individuals
Between January 2015 to January 2018, Goldman Sachs failed to timely fingerprint at least 1,061 non-registered associated individuals.
Between January 2015 to January 2018, Goldman Sachs failed to timely fingerprint at least 1,061 non-registered associated individuals.
Goldman Sachs posted net revenues in Global Markets of $4.27 billion for the fourth quarter of 2020, 23% higher than a year earlier.
The acquisition follows Goldman Sachs’ purchase of Folio Financial in September this year.
The amounts Goldman Sachs is seeking to forfeit from Tim Leissner, Ng Chong Hwa, and Andrea Vella, total $76 million.
Goldman Sachs has agreed to pay more than $1 billion to settle the SEC’s charges related to the 1MDB bribe scheme.
SFC reprimands and fines Goldman Sachs (Asia) L.L.C. US$350 million for serious regulatory failures over 1MDB’s bond offerings.
The Justice Department’s swift reaction may save Bryan Cohen from being caught in the crossfire of US immigration authorities and the Court.
The increase reflected continued strength in Fixed Income, Currency and Commodities and Equities.
Bryan Cohen cannot leave the United States, in the face of orders from US Citizenship and Immigration Services, because he has a sentence of home detention and community works to complete.
Goldman Sachs executive Aditya Turakhia has resigned to become Ripple’s new Senior Manager – Global Institutional Markets.