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FINRA fines Goldman Sachs for alleged rule violations

The Financial Industry Regulatory Authority (FINRA) has fined Goldman Sachs & Co. LLC for alleged rule violations.

Goldman Sachs & Co. LLC has agreed to pay a total fine of $3 million, of which $1.14 million is payable to FINRA.

Goldman Sachs & Co LLC gets a small fine for inaccurate reporting of its open interest in August 2021 NYMEX Crude Oil Futures contracts.