CME, CME fine, featured, Wedbush Securities
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In accordance with the settlement offer, CME ordered Wedbush Securities to pay a fine in the amount of $175,000.
featured, FINRA, Wedbush Securities
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Wedbush Securities Inc has agreed to pay a fine of $350,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
CFTC, featured, Wedbush Securities
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Wedbush admits the facts in the order and acknowledges the conduct violated the Commodity Exchange Act and CFTC regulations.
featured, FX prime broker, Michael Stone, Wedbush Securities
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Wedbush Securities expands into FX Prime Brokerage services directed by industry veteran, Michael Stone as Senior Vice President.
featured, FINRA, Wedbush Securities
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Wedbush Securities Inc has agreed to pay a fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
featured, FINRA, regulation sho, Wedbush Securities
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Financial Industry Regulatory Authority (FINRA) fines Wedbush Securities for alleged violations of Regulation SHO.
CBOT, CME Group, Wedbush Securities
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In accordance with a settlement offer, Wedbush Securities has agreed to pay a $50,000 fine.
Rodrigo Parrode, Wedbush Securities
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Wedbush Securities welcomes Rodrigo Parrode as its Executive Vice President, Head of Technology & Operations.
CME, Macquarie Futures, Wedbush Securities
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Macquarie Futures and Wedbush Securities were fined for violations of CME recordkeeping requirements.
