CME Group fines JPMorgan Securities for alleged rule violations
International derivatives marketplace CME Group has fined J.P. Morgan Securities LLC for alleged rule violations.
International derivatives marketplace CME Group has fined J.P. Morgan Securities LLC for alleged rule violations.
International derivatives marketplace CME Group has posted a notice of disciplinary action against BNP Paribas Securities Corp.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Chicagoland Consulting, Inc.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Liger Investments Ltd.
International derivatives marketplace CME Group has published a notice of disciplinary action against Xiangzhi Yu.
Jerome Ogrodzki must pay a $25,000 fine, pay restitution totaling $10,775, and serve a six-month suspension.
International derivatives marketplace CME Group has issued a notice of disciplinary action against Mitchell Levine.
Gain Global will have to pay a fine in the amount of $100,000 and to disgorge profits in the amount of $449,910.
International derivatives marketplace CME Group has posted a notice of disciplinary action against Marex Capital Markets, Inc.
International derivatives marketplace CME Group has issued a notice of disciplinary action against Andrew Middlebrooks.