Barclays Capital to pay $2M to settle FINRA charges for best execution violations
FINRA has fined Barclays Capital Inc. $2 million for failing to comply with its best execution obligations.
FINRA has fined Barclays Capital Inc. $2 million for failing to comply with its best execution obligations.
Intercontinental Exchange (ICE) announces enhancements to its Best Execution service, which more than doubles coverage.
Deutsche Bank’s SuperX system created an inherent delay for orders that were not fully executed in the firm’s ATS.
Traders in Florida sue Robinhood Financial over its payment for order flow arrangements with Citadel, Apex, Wolverine and Virtu.
The SEC has announced the first distribution of a $65 million penalty paid by Robinhood over omissions and false disclosures.
The Central Bank of Ireland recently undertook a thematic inspection to review firms’ compliance with the ‘best execution’ requirements.