CIF, CySEC, featured, MiFID II
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The Cyprus Securities and Exchange Commission (CySEC) is launching a thematic review regarding the handling of uninvested funds held by CIFs.
Euronext, featured, MiFID II, TradeLog
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Euronext today announces that TradeLog is now available to companies across Europe, after its successful launch in Denmark and Norway.
ESMA, featured, MiFID II, SFT
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The European Securities and Markets Authority (ESMA) today published a Statement on securities lending to retail clients.
ESMA, featured, MiCA, MiFID II
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The European Securities and Markets Authority (ESMA) highlights the risks arising from the provision of unregulated products by investment firms.
CFD marketing, CIF, CySEC, ESMA, featured, MiFID II
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CySEC is planning to conduct on-site visits and/or desk based reviews on a sample of Cyprus investment firms (CIFs).
CFD marketing, ESMA, featured, MiFID II
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ESMA is launching a common supervisory action on the application of MiFID II disclosure rules with regard to marketing communications.
ESMA, EU passporting, featured, MiFID II
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ESMA seeks input on the review of the technical standards under MiFID II, covering the provision of investment services across the EU.
ESMA, featured, MiFID II
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ESMA reminds firms of the impact of inflation in the context of provision of investment services to retail clients.
ESMA, featured, MiFID II
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ESMA, the EU’s securities markets regulator, is consulting on reviewed guidelines on MiFID II product governance.
DTCC, DTCC Report Hub, MiFID II
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The community leveraging the DTCC Report Hub service has grown to more than 70 firms, including leading banks and major swap dealers.
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