CME, Deutsche Bank Securities, featured
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The Clearing House Risk Committee found that Deutsche Bank Securities violated Customer Gross Margining Technical Overview Requirements.
best execution, client order execution, Deutsche Bank Securities
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Deutsche Bank’s SuperX system created an inherent delay for orders that were not fully executed in the firm’s ATS.
Deutsche Bank, Deutsche Bank Securities
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Garrett Scott Neubart marketed an AI company’s products and services to the clients of Deutsche Bank.
Deutsche Bank AG, Deutsche Bank Securities, Deutsche Bank spoofing
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Deutsche Bank says a lawsuit accusing it of spoofing U.S. Treasury futures and Eurodollar futures products should be dismissed.
DBSI, Deutsche Bank Securities
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The violations concern Deutsche Bank Securities’ storage of millions of required records, such as general ledger, supervisory procedures and customer statements.
