ASIC secures cancellation of registration of Halifax Investment Services’ auditor
Former Halifax Investment Services Pty Ltd auditor Robert James Evett’s company auditor registration has been cancelled.
Former Halifax Investment Services Pty Ltd auditor Robert James Evett’s company auditor registration has been cancelled.
ASIC took this action due to a failure by Trade Wind FS to co-operate with the Australian Financial Complaints Authority (AFCA).
ASIC has imposed additional conditions on the Australian financial services licence of Poynter Hargraves Financial Consultants.
A total of 842 financial firms that have failed to pay their AFCA membership levy and/or other fees.
The Australian regulator approved 394 new AFS and credit licences in the year to June 2020.
The Australian regulator has suspended the AFS license of Perth-based financial advice provider until December 18, 2020.