ASIC cancels AFS licence of National Advice Solutions
ASIC has cancelled the Australian financial services (AFS) licence of National Advice Solutions Pty Ltd.
ASIC has cancelled the Australian financial services (AFS) licence of National Advice Solutions Pty Ltd.
Moneta’s management is headed by CEO David Bily, formerly the longtime Chief Marketing Officer at Vantage.
ASIC has suspended the Australian financial services (AFS) licence of Sterling & Freeman Advisory Pty Ltd until 7 September 2022.
The ASIC licence exception does not apply to those entities that provide service to Australia retail clients.
ASIC has cancelled the Australian financial services (AFS) licence of Quattro Management Pty Limited.
ASIC, Australia’s markets and financial services regulator, will take enforcement action when an AFS licensee does not meet its obligations.
The Federal Court has found Australian Financial Services (AFS) licensee, RI Advice, breached its license obligations.
The Australian Government proposes an exemption from the requirement to hold an AFS license for foreign companies.
The Federal Court has found Melissa Caddick and her company, Maliver, carried on a financial services business without an AFS licence.
In 2020–21, ASIC finalised 1,965 applications in relation to AFS licences and credit licences, approving 776 AFS licenses.