Arian, cum-ex, FCA, featured
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The FCA has fined Arian Financial LLP £288,962.53 for failing to ensure it had effective systems and controls against financial crime.
FCA, featured, Part 4A permission
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The UK FCA has cancelled the permission of Barkestone Associates (Wealth Management) to carry on regulated activities.
Collateral P2P, FCA, featured
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The FCA has called for people who have invested in fraudulent peer-to-peer firm Collateral to come forward to the regulator.
FCA, featured, WealthTek
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The FCA has charged John Dance with 9 criminal offences, including multiple counts of fraud and money laundering.
The FCA has decided to ban Mr Richard Fenech and Ms Heather Dunne from working in financial services.
FCA, FCA crypto regulation, featured, UK crypto regulation
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The Discussion Paper reflects insights gained from a series of FCA-led crypto roundtables held with the industry earlier in the year.
FCA, featured, Part 4A permission
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The UK Financial Conduct Authority (FCA) has cancelled the Part 4A permission of McLean’s trading as McLean Financial Services.
FCA, featured, Wizz Air
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The FCA fines former airline executive for trading during closed periods and for trade disclosure failures.
FCA, featured, Macquarie Bank, MBL
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The FCA has fined Macquarie Bank Limited – London Branch (MBL) £13 million for serious failings.
Barclays, FCA, featured
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The FCA has fined Barclays £40 million in total for its failure to disclose certain arrangements with Qatari entities in 2008.
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