Tribunal upholds FCA decision to ban Darren Antony Reynolds
The FCA’s decision to ban Darren Antony Reynolds from working in financial services and fine him £2,037,892 has been upheld by the Upper Tribunal.
FCA News
FCA imposes £309,843 fine on oil rig consultant for insider dealing
The UK Financial Conduct Authority (FCA) has fined Russel Gerrity £309,843 for using inside information to net himself £128,765.
FCA stops Verus Financial Services Limited from conducting regulated activities
The FCA has removed all regulatory permissions from Verus Financial Services Limited requiring it to stop conducting all regulated activities.
FCA seeks feedback on proposals for UK crypto rules
The FCA said it wants a crypto market where innovation can thrive, but where people understand the risks.
FCA closes investigation into Mirabella Advisors
The UK Financial Conduct Authority (FCA) today provided an update on its investigation into Mirabella Advisors LLP.
FCA imposes £44M fine on Nationwide for failings in financial crime controls
The FCA has fined Nationwide Building Society £44 million for inadequate anti-financial crime systems and controls.
FCA launches Firm Checker to help consumers avoid scams
To help fight financial crime, the FCA has launched Firm Checker, a tool to help consumers avoid scams.
FCA brings fraud charges against Henrik Schliemann
The FCA has charged Mr Henrik Schliemann with nine criminal offences, including fraud by abuse of position, fraud by false representation and forgery.
FCA works with major firms to test AI safely
The UK Financial Conduct Authority (FCA) is working with major firms to test AI in a safe place to better understand the potential benefits and risks.
FCA censures Institute of Certified Bookkeepers for AML supervision deficiencies
The FCA has censured the Institute of Certified Bookkeepers (ICB) for serious deficiencies in its anti-money laundering (AML) supervision.
