FCA charges four individuals over water investment scam
The FCA alleges that the individuals ran an unauthorised investment scheme, which defrauded investors out of £3.9 million.
The FCA alleges that the individuals ran an unauthorised investment scheme, which defrauded investors out of £3.9 million.
The UK FCA has decided to fine Nailesh Teraiya, formerly the sole controller and chief executive of Indigo Global Partners Limited, £5.95 million.
The FCA has fined Inspirational Financial Management Ltd (IFM), which is in administration, £897,840.
All Annex 1 firms should assess their financial crime controls against the common weaknesses the FCA has found within the next six months.
The UK Financial Conduct Authority (FCA) has issued a warning against a clone of Aquis Exchange.
The FCA will focus on investigating suspected criminal offences by John Dance, having secured a 12-month pause.
It is now one month until the 3-month synthetic sterling LIBOR setting ceases permanently on 28 March 2024.
The FCA has cancelled the Part 4A permission of Attanta Limited formerly known as Neovision Wealth Management Limited.
The UK Financial Conduct Authority (FCA) has issued a warning against FXBALLANCE.
Today at Southwark Crown Court, Guy Flintham pleaded guilty to fraud, following a prosecution brought by the UK FCA.