FCA warns against dealing with clone of AVA Trade
The UK Financial Conduct Authority (FCA) has issued a warning against a clone of online broker AVA Trade.
FCA News
FCA secures convictions against head of Imperial Investment Fund for £1.3M Ponzi scheme
Daniel Pugh has been found guilty of fraud, following a prosecution by the UK Financial Conduct Authority (FCA).
FCA outlines changes to payment safeguarding rules
Consumers will be better protected when they use payment firms, with the introduction of new rules to protect their money from May 2026.
FCA imposes fines of nearly £46M on Neil Woodford and Woodford Investment Management
The FCA has decided to fine both Neil Woodford and Woodford Investment Management (WIM) for management failures.
FCA imposes £1M fine on Sigma Broking for transaction reporting failures
The UK Financial Conduct Authority (FCA) has fined Sigma Broking Limited £1,087,300 for failing to submit complete and accurate transaction reports.
FCA launches High Court proceedings against Concept Capital Group
The FCA has begun High Court proceedings against Concept Capital Group (CCG), Ian Anthony Elliott, Adrian Felix, and Ayub Swaibu.
FCA imposes £1M fine on H2O Deputy CEO
The former deputy chief executive officer of asset manager H2O AM LLP, Jean-Noel Alba, has been fined £1,049,500 by the FCA.
FCA gives James Staley until August 6th to pay £1.1M fine
The UK Financial Conduct Authority (FCA) has issued a final notice to James Edward Staley regarding a fine of £1,107,306.92.
FCA imposes £42M fine on Barclays for poor handling of financial crime risks
The FCA has fined Barclays a total of £42 million for separate instances of failings in its financial crime risk management.
FCA, UK Financial Ombudsman Service seek to modernise redress system
The FCA and Financial Ombudsman Service are seeking to modernise the financial redress system to help prevent it becoming overwhelmed.
