FCA outlines expectations for investment-based crowdfunding platforms
The UK FCA today published a letter outlining the harms to consumers and markets most likely to arise from Crowdfunding business models.
FCA News
FCA cancels Up and Up Trading Limited’s permission to conduct regulated activities
FCA, Part 4A permission, Up and Up Trading Limited
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The UK Financial Conduct Authority (FCA) has decided to cancel the Part 4A permission of Up and Up Trading Limited.
FCA cancels Apex Legal Limited’s permission to conduct regulated services
Apex Legal, FCA, featured
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The UK Financial Conduct Authority (FCA) has cancelled the Part 4A permission of Apex Legal Limited.
FCA warns against clone of Eightcap
Eightcap, FCA, featured
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The UK Financial Conduct Authority (FCA) has issued a warning against a clone of Eightcap Group Ltd.
FCA says Premier FX’s customers should get apology, not additional compensation
FCA, featured, Premier FX
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The UK regulator believes the appropriate remedy in this case is an apology rather than additional compensation.
FCA warns investment platforms on how they deal with interest earned on customers’ cash balances
The FCA has written to investment platforms setting out its concerns on the way they deal with any interest earned on customers’ cash balances.
FCA cancels UAB Best Finance’s authorisation as payment services institution
The UK FCA has decided to cancel UAB Best Finance’s Transitional Authorisation as a payment services institution.
FCA stops 1 in 5 new consumer investment firms who applied from entering market
The UK Financial Conduct Authority (FCA) today published data summarizing its work to tackle consumer harm in the investment market.
FCA cancels permission of Cypriot firm Felicitas Management Investment Services
CySEC, FCA, featured, Felicitas
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On 12 April 2021, CySEC withdrew Felicitas’ authorisation on the grounds of Felicitas’ failure to comply with relevant laws and regulations.
FCA sets out proposals to enhance resilience of Money Market Funds
The UK FCA has published a consultation paper setting out proposals to enhance the resilience of Money Market Funds (MMFs) based in the UK.