AFS license, ASIC, featured, Prospero Markets
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ASIC has cancelled the Australian financial services (AFS) licence of over-the-counter derivatives issuer, Prospero Markets.
Following an ASIC investigation, the Markets Disciplinary Panel (MDP) has fined Macquarie a record $4.995 million.
The Australian Securities and Investments Commission (ASIC) has cancelled the licences of Ultimate Credit and Worry Free Finance.
The Australian Securities and Investments Commission (ASIC) will get new powers under the new financial market infrastructure (FMI) laws.
ASIC is alerting consumers about suspicious investment opportunities in digital gold vaults.
AFS licence, ASIC, featured
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ASIC has suspended the Australian financial services (AFS) licence of Olritz Financial Group Pty Ltd until 5 March 2025.
AFS licence, ASIC, featured, FXOpen
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ASIC has cancelled the Australian financial services (AFS) licence of CFDs and foreign exchange contracts issuer, FXOpen AU.
ASIC, CLSA Australia, featured
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CLSA Australia Pty Limited has paid a penalty of $144,300 to comply with an infringement notice given by the Markets Disciplinary Panel.
AFS licence, ASIC, featured
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ASIC has accepted a voluntary variation of the Australian financial services (AFS) licence of AP Lloyds Pty Ltd.
ASIC, Australia scams, featured
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ASIC announced today the takedown of more than 7,300 phishing and investment scam websites.
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