AFS licence, ASIC, featured, Vestiuum
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ASIC has suspended the Australian financial services (AFS) licence of Vestiuum CSF Pty Ltd.
ASIC, featured, JB Markets
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ASIC has banned Peter Aardoom from providing financial services and controlling an entity that carries on a financial services business.
Australia payments, BNPL, Buy Now Pay Later, featured
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Australia buy now pay later providers will need to hold a credit licence from June 2025.
ASIC, DDO, featured, Firstmac
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Firstmac ordered to pay $8 million in penalties for failing to comply with its design and distribution obligations.
ASIC, featured, Sanlam
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The Australian arm of South African financial services conglomerate Sanlam Group will need to have its compliance processes reviewed.
AFS licence, ASIC, Equitise, featured
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The Australian Securities and Investments Commission (ASIC) has suspended the AFS licence of Equtise Pty Ltd.
ASIC, featured, Swoosh
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The Australian Securities and Investments Commission (ASIC) has taken action against Ausfinancial Pty Ltd, trading as Swoosh Finance.
ASIC, featured, HSBC
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HSBC Bank Australia Limited failed to adequately protect customers scammed out of millions of dollars.
AFS licence, ASIC, featured
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ASIC has cancelled the Australian financial services licence held by Macgill Financial Services Pty Ltd.
ASIC, featured, Wise Investment Advisers
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Mr Davis was the sole director, responsible manager, and financial adviser of AFS Licensee, Wise Investment Advisers Pty Ltd.
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