ASIC, featured, UGC, United Global Capital
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The Administrative Review Tribunal has upheld ASIC’s decision to ban United Global Capital (UGC) director Joel James Hewish for 10 years.
ASIC, featured, investment scam
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Dimitrios (James) Podaridis, Peter Delis, Bassilios (Bill) Floropoulos, and Harry Tsalikidis have been charged with money laundering offences.
ASIC, featured, Professional Wealth Management
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Donald James Cuthbertson, a former financial services company director and financial adviser, has been charged following an ASIC investigation.
ASIC, Bitget, featured
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ASIC is warning Australian investors against investing in unlicensed cryptocurrency futures products offered by Bitget.
ASIC, featured, MWL Financial Services, Shield Master Fund
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ASIC has banned two former financial advisers of MWL Financial Services Pty Ltd (MWL) from providing financial services.
ASIC, featured, Fortnum
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ASIC is suing financial advice business Fortnum Private Wealth Limited alleging it failed to properly manage and mitigate cybersecurity risks.
ASIC has issued infringement notices to two AFS licensees whose financial advisers provided personal advice while unregistered.
ASIC, BBY Ltd, featured
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The former Executive Chairman of BBY Limited, Glenn Alexander Rosewall, has been charged with aiding, abetting, counselling or procuring BBY’s dishonest conduct.
ASIC, Crown Wealth Group, featured, Lighthouse Partners
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ASIC has banned former Crown Wealth Group director Andrew Moore for failing to report fees for no service.
ASIC, Barry King, featured
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ASIC has permanently banned financial adviser, Barry David King, from providing financial services.
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