ASIC bans Queensland adviser for five years
ASIC has banned Queensland-based financial adviser Grant Richard Thomson from providing financial services.
ASIC News
ASIC issues scam alert about impersonators
ASIC, ASIC warning, featured
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ASIC has issued a warning about scammers impersonating the regulator requesting payments to release funds or assets.
Court freezes assets of Rashid Alshakshir in response to ASIC application
ASIC, featured, First Guardian, Shield Master Fund
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Following an application made by ASIC, the Federal Court has made orders freezing assets of Rashid Alshakshir.
ASIC issues update for investors in First Guardian Master Fund
ASIC, Falcon Capital, featured, First Guardian
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ASIC has applied to the Federal Court for the appointment of liquidators to Falcon Capital Limited.
ASIC bans former director of Suetonius Wealth Management
ASIC has made orders permanently banning Sydney-based financial adviser Peter Surtenich from providing any financial services.
ASIC takes FIIG Securities to Court for cybersecurity failures
ASIC, featured, FIIG
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FIIG Securities Limited allegedly failed to have adequate cybersecurity measures for more than four years.
Brendan Gunn charged for dealing with money reasonably suspected of being proceeds of crime
Brendan Gunn, featured, Mormarkets Pty Ltd
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Brendan Gunn faces a maximum penalty at the time of the alleged offences of three years imprisonment or a fine of $37,800 or both.
ASIC secures orders freezing assets of Falcon Capital and First Guardian Master Fund
ASIC, Falcon Capital, featured
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ASIC has obtained interim orders freezing the assets of Falcon Capital Limited, the First Guardian Master Fund and David Anderson.
Australian Court freezes assets of former director of Aus Super Compare and Atlas Marketing
ASIC, featured, Shield Master Fund
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The Federal Court has made interim orders freezing certain assets of Osama Saad, former director of Aus Super Compare and Atlas Marketing.
ASIC suspends Vestiuum license
AFS licence, ASIC, featured, Vestiuum
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ASIC has suspended the Australian financial services (AFS) licence of Vestiuum CSF Pty Ltd.
