ASIC, featured, Sanlam
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The Australian arm of South African financial services conglomerate Sanlam Group will need to have its compliance processes reviewed.
AFS licence, ASIC, Equitise, featured
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The Australian Securities and Investments Commission (ASIC) has suspended the AFS licence of Equtise Pty Ltd.
ASIC, featured, Swoosh
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The Australian Securities and Investments Commission (ASIC) has taken action against Ausfinancial Pty Ltd, trading as Swoosh Finance.
ASIC, featured, HSBC
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HSBC Bank Australia Limited failed to adequately protect customers scammed out of millions of dollars.
AFS licence, ASIC, featured
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ASIC has cancelled the Australian financial services licence held by Macgill Financial Services Pty Ltd.
ASIC, featured, Wise Investment Advisers
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Mr Davis was the sole director, responsible manager, and financial adviser of AFS Licensee, Wise Investment Advisers Pty Ltd.
ASIC, Australia crypto regulation, featured
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ASIC seeks feedback on its proposals and the issues raised in CP 381 by the end of February 2025.
AFS license, ASIC, Edisons, featured
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ASIC has suspended the Australian financial services (AFS) licence of fund manager Edisons Global Pty Ltd.
ASIC, ASIC warning, featured, Juhbz, Ptounx, WhatsApp
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ASIC is seeing an increase in a suspected investment scam involving social media ads for investing opportunities and tips.
AFS licence, ASIC, featured
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ASIC has cancelled the Australian financial services (AFS) licence of RPD Group Advice Pty Ltd.
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