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FINRA fines Wolfe Research Securities for overstating its executed trading volume

Maria Nikolova Wolfe Research 0 Comments March 25, 2022

Between September 2017 and October 2020, Wolfe Research overstated its executed daily trading volume advertised through Bloomberg, L.P.

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ICM.com applies to cancel its FCA license
May 17, 2024
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May 16, 2024
SEC adopts amendments to Regulation S-P to bolster protection of consumers’ info
May 16, 2024
Sumsub makes its Non-Doc Identity Verification solution available in Norway and Denmark
May 16, 2024
Tickmill launches Interest Rate Offering
May 16, 2024

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