SpeedRoute to pay $310,000 fine for failure to identify potentially manipulative activity
SpeedRoute has failed to establish a supervisory system, reasonably designed to achieve compliance with rules prohibiting manipulative activity.
SpeedRoute has failed to establish a supervisory system, reasonably designed to achieve compliance with rules prohibiting manipulative activity.
CME Chief Regulatory Officer issued charges against Jin Li for violating CME rules prohibiting wash trades.
COMEX has suspended Burr Jennings for six months due to his violation of the Exchange rule prohibiting wash trades.