HK retail trader convicted for “scaffolding” and wash trades
The Eastern Magistrates’ Courts today convicted Mr Ng Ka Hei of seven counts of false trading in the shares of six Hong Kong-listed companies.
wash trades
CME Group suspends institutional trader for alleged violations of wash trades prohibition
International derivatives marketplace CME Group has suspended a Brazil-based institutional trader for alleged violations of wash trades prohibition.
CME Group fines, suspends trader for alleged violation of wash trades prohibition
International derivatives marketplace CME Group has posted a notice of disciplinary action against Jonathan Jungk.
CME Group fines TD Bank for alleged violation of wash trades prohibition
International derivatives marketplace CME Group today posted a notice of disciplinary action against The Toronto-Dominion Bank.
CME Group fines Tanius Technology for alleged violations of CBOT rules
International derivatives marketplace CME Group has posted a notice of disciplinary action against Tanius Technology LLC.
CME Group fines, suspends trader for violating wash trades prohibition
International derivatives marketplace CME Group has posted a notice of disciplinary action against Kin Chung Lam.
CME fines Mark IV Brokerage for alleged violations of wash trades prohibition
International derivatives marketplace CME Group today posted a notice of disciplinary action against Mark IV Brokerage, LLC.
CME Group suspends trader from access to trading floor due to wash trades prohibition violation
International derivatives marketplace CME Group has issued a notice of disciplinary action against Rui-Chen Tsai.
CME Group fines, suspends trader for one year for violating wash trades prohibition
International derivatives marketplace CME Group has published a notice of disciplinary action against Arkady Markov.
CME Group fines Budo Trading for alleged violations of wash trades prohibition
International derivatives marketplace CME Group has posted a notice of disciplinary action against Budo Trading LLC.
