Brett Falloon, CFTC, featured, Flatiron Futures Traders, spoofing
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The Commodity Futures Trading Commission (CFTC) announced today it issued an order filing and settled charges against Brett Falloon and Flatiron Futures Traders LLC.
The Swiss Financial Market Supervisory Authority (FINMA) is issuing a warning about phishing calls with a spoofed FINMA telephone number.
featured, SEC, spoofing
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The SEC has filed settled charges against Ryan N. Cole for allegedly conducting a manipulative trading scheme known as spoofing.
CME Group, featured, spoofing
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International derivatives marketplace CME Group has posted a notice of disciplinary action against Aleksander Jancic.
featured, FINRA, spoofing
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Jin Yi Lim, a former Barclays general securities representative, has agreed to a fine as a part of a settlement with FINRA.
BofA Securities, featured, FINRA, spoofing
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FINRA announced today that it has fined BofA Securities, Inc. $24 million for engaging in more than 700 instances of spoofing.
Deutsche Bank, featured, spoofing
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Deutsche Bank is accused of manipulation of Treasury Futures and Eurodollar Futures that trade on United States-based exchanges.
featured, Gregg Smith, JPMorgan, Michael Nowak, spoofing
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Two former precious metals traders at JPMorgan Chase & Co. were sentenced on Tuesday for engaging in fraud, attempted price manipulation, and spoofing.
CFTC, featured, spoofing, WTI futures
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The order requires Adam Cobb-Webb to pay a $150,000 civil monetary penalty and imposes a one-year ban from trading.
CFTC, featured, HSBC, spoofing
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The CFTC order charges HSBC with manipulative and deceptive trading related to swaps with bond issuers, spoofing, and supervision failures.
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