CFTC lawsuit against former JPMorgan traders comes to an end
The lawsuit brought by the Commodity Futures Trading Commission (CFTC) against former JPMorgan precious metals traders has come to an end.
spoofing
SEC files settled charges against Artur Khachatryan for alleged manipulative stock trading scheme
On December 16, 2025, the Securities and Exchange Commission filed settled charges as to Artur Khachatryan, a resident of Tujunga, California.
CFTC imposes $200k fine on Brett Falloon and Flatiron Futures Traders for spoofing
The Commodity Futures Trading Commission (CFTC) announced today it issued an order filing and settled charges against Brett Falloon and Flatiron Futures Traders LLC.
Swiss FINMA issues warning about spoofing calls
The Swiss Financial Market Supervisory Authority (FINMA) is issuing a warning about phishing calls with a spoofed FINMA telephone number.
Trader agrees to five year prohibition, fine to settle spoofing charges
The SEC has filed settled charges against Ryan N. Cole for allegedly conducting a manipulative trading scheme known as spoofing.
CME Group suspends trader for failing to appear at interview regarding spoofing investigation
International derivatives marketplace CME Group has posted a notice of disciplinary action against Aleksander Jancic.
FINRA suspends former Barclays general securities rep for engaging in spoofing
Jin Yi Lim, a former Barclays general securities representative, has agreed to a fine as a part of a settlement with FINRA.
FINRA imposes $24M fine on BofA Securities for Treasuries spoofing and related supervisory failures
FINRA announced today that it has fined BofA Securities, Inc. $24 million for engaging in more than 700 instances of spoofing.
Deutsche Bank faces amended complaint in spoofing lawsuit
Deutsche Bank is accused of manipulation of Treasury Futures and Eurodollar Futures that trade on United States-based exchanges.
Two former JPMorgan precious metals traders get prison sentences for market manipulation
Two former precious metals traders at JPMorgan Chase & Co. were sentenced on Tuesday for engaging in fraud, attempted price manipulation, and spoofing.
