CFTC charges Global Ag, Nesvick Trading Group with spoofing
The CFTC has charged David Skudder, Global Ag LLC, and Nesvick Trading Group LLC with engaging in cross-market spoofing.
spoofing
DOJ stands by indictment of former JPMorgan traders accused of spoofing
Christopher Jordan, JPMorgan spoofing, Michael Nowak, spoofing
0 Comments
The DOJ seeks to defend the second superseding indictment of former JPMorgan traders accused of spoofing.
DOJ urges Court to uphold wire fraud convictions of ex-Deutsche Bank traders
Cedric Chanu, Deutsche Bank traders, James Vorley, spoofing
0 Comments
Cedric Chanu and James Vorley allegedly manipulated the gold and silver futures market by placing large visible “spoof” orders.
CFTC secures Court order against Slovakian trader accused of spoofing
Banoczay, Bazur, spoofing
0 Comments
The CFTC has secured a Court order against Roman Banoczay, Jr., Roman Banoczay, Sr., and BAZUR spol. S.R.O.
FINRA suspends ex-Merrill Lynch trader for facilitating spoofing
spoofing, Tyler J. Forbes
0 Comments
Tyler J.Forbes failed to observe high standards of commercial honor and just and equitable principles of trade by facilitating 194 instances of “spoofing.”
Former Deutsche Bank traders push against prison sentences
Cedric Chanu, Deutsche Bank spoofing, James Vorley, spoofing
0 Comments
Former Deutsche Bank traders James Vorley and Cedric Chanu, convicted of spoofing, seek sentences of time served.
Russian c-bank to add spoofing to list of market manipulation activities
Central Bank of Russia, layering, spoofing
0 Comments
The Central Bank of Russia is expanding the list of market manipulation activities, to include spoofing and layering.
SpeedRoute to pay $310,000 fine for failure to identify potentially manipulative activity
SpeedRoute, spoofing, wash trades
0 Comments
SpeedRoute has failed to establish a supervisory system, reasonably designed to achieve compliance with rules prohibiting manipulative activity.
ARB Trading Group hit with fine for commodities Spoofing
ARB Trading Group, spoofing
0 Comments
This action is the first brought in parallel with both ICE and CME Group Inc., which owns and operates CME, COMEX, and CBOT.
Bank of Nova Scotia hit with $127 million in fines for Spoofing and Compliance issues
Bank of Nova Scotia, price manipulation, spoofing
0 Comments
The DoJ also announced a Deferred Prosecution Agreement with BNS, deferring criminal prosecution on charges of price manipulation and wire fraud.