In parallel, criminal proceedings against four of the defendants are ongoing at the District Court, with the trial scheduled to begin on 14 September 2026.
The Securities and Futures Commission (SFC) has reprimanded and fined Saxo Capital Markets HK Limited (SCMHK) $4 million.
The SFC took the step after its investigation uncovered misappropriation of proceeds from the fundraising activities of Hua Han.
Hong Kong’s Securities and Futures Commission (SFC) has added CoinCola to the list of suspicious virtual asset trading platforms.
The Eastern Magistrates’ Courts today sentenced Mr Choi Chun Wai, a former Vice President of Computershare to two months of imprisonment.
The Court sentenced Ms Wong Yuk Lan, a former Administration Controller of China All Access (Holdings) Limited, to eight months of imprisonment.
The SFC has obtained an order to freeze more than $101 million in cash in the personal bank account of a suspected shadow director of Teamway.
The Securities and Futures Commission (SFC) has reprimanded and fined EFG Bank AG $10.85 million for failures relating to product due diligence.
The Eastern Magistrates’ Court of Hong Kong today convicted Mr Choi Chun Wai, former Vice President of Computershare, of insider dealing.
Hong Kong’s Securities and Futures Commission (SFC) has suspended Ms Loretta Lee Si Kar for three months and two weeks.
Get FNG's daily newsletter to receive notice of all articles like this one, in a concise daily email.
Subscribe now!
