HK watchdog bans former rep of Sun Hung Kai Investment Services
The SFC has prohibited Andy Lau Ka Ho from re-entering the industry for life over serious misconduct.
SFC
HK regulator announces settlement with Sino Wealth International and Clear Prosper Global
The Securities and Futures Commission (SFC) has reached a settlement agreement with Sino Wealth International Limited and Clear Prosper Global Limited.
HK regulator obtains $57.5M compensation order against former directors of Arta TechFin
The SFC has obtained an order requiring former directors of Arta TechFin to compensate the company $57.5 million.
Two family couples sentenced in HK for involvement in ramp-and-dump schemes
Masterminds jailed up to 24 months in securities fraud case involving social media “stock tips” of alleged ramp-and-dump schemes.
HK regulator fines Kylin International $9M for fund management failures
The Securities and Futures Commission (SFC) has reprimanded and fined Kylin International (HK) Co., Limited $9 million.
HK regulator suspends license of former licensed rep of Fulbright Securities for 27 months
Hong Kong’s Securities and Futures Commission (SFC) has suspended the licence of Mr Wong Chi Fai, a former licensed representative of Fulbright Securities Limited.
HK retail trader convicted for “scaffolding” and wash trades
The Eastern Magistrates’ Courts today convicted Mr Ng Ka Hei of seven counts of false trading in the shares of six Hong Kong-listed companies.
HK regulator obtains $595M compensation order against three former directors and senior execs of Superb Summit
The Securities and Futures Commission (SFC) has obtained orders in the Court of First Instance against three former directors and senior executives of Superb Summit.
SFC warns of suspicious AI-themed investment product offered by Gold Fun and AGA
The Hong Kong Securities and Futures Commission (SFC) today warned the public of a suspicious AI-themed investment product involving a high-frequency trading arrangement.
HK regulator obtains $85.2M asset freeze order against traders who manipulated Wan Cheng shares
In parallel, criminal proceedings against four of the defendants are ongoing at the District Court, with the trial scheduled to begin on 14 September 2026.
