SFC and ICAC conduct joint operation in alleged insider dealings and corruption involving senior executives of licensed corporations.
The Hong Kong Securities and Futures Commission (SFC) has obtained an order from the Court of First Instance against Mr Zhang Wei.
The SFC has prohibited Andy Lau Ka Ho from re-entering the industry for life over serious misconduct.
The Securities and Futures Commission (SFC) has reached a settlement agreement with Sino Wealth International Limited and Clear Prosper Global Limited.
The SFC has obtained an order requiring former directors of Arta TechFin to compensate the company $57.5 million.
Masterminds jailed up to 24 months in securities fraud case involving social media “stock tips” of alleged ramp-and-dump schemes.
The Securities and Futures Commission (SFC) has reprimanded and fined Kylin International (HK) Co., Limited $9 million.
Hong Kong’s Securities and Futures Commission (SFC) has suspended the licence of Mr Wong Chi Fai, a former licensed representative of Fulbright Securities Limited.
The Eastern Magistrates’ Courts today convicted Mr Ng Ka Hei of seven counts of false trading in the shares of six Hong Kong-listed companies.
The Securities and Futures Commission (SFC) has obtained orders in the Court of First Instance against three former directors and senior executives of Superb Summit.
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