HK regulator obtains court orders to freeze suspects’ assets of up to $4.3M in alleged insider dealing
The HK Order and the UK Order prohibit the three suspects from disposing of or diminishing the value of their assets in Hong Kong and overseas.
The HK Order and the UK Order prohibit the three suspects from disposing of or diminishing the value of their assets in Hong Kong and overseas.
The Hong Kong Securities and Futures Commission (SFC) today warned the public of a suspicious AI-themed investment product involving a high-frequency trading arrangement.
The Securities and Futures Commission (SFC) of Hong Kong has obtained a disqualification order in the Court of First Instance against Mr Lo Ka Wai.
The Hong Kong SFC today issued a warning to the public regarding an entity operating under the name of Linkbex.
Tse, the principal of the law firm, O Tse & Co., pleaded guilty to one count of contravention of the secrecy provision.
The Securities and Futures Commission (SFC) of Hong Kong has prohibited Mr Wu Chao from re-entering the industry for three years and seven months.
The SFC has banned Ha Po Kwan, a former licensed representative of Primas Asset Management Limited, from re-entering the industry for 12 months.
The Securities and Futures Commission (SFC) of Hong Kong today issued a warning of a suspicious investment product named “LENA Network”.
The SFC of Hong Kong warns the public of suspicious investment products offered and marketed by ProCap International.
The Hong Kong Securities and Futures Commission (SFC) today warns the public of an unlicensed virtual asset trading platform (VATP) known as Bybit.