HK regulator bans ex-COO of DA International Financial Service for three years and seven months
The Securities and Futures Commission (SFC) of Hong Kong has prohibited Mr Wu Chao from re-entering the industry for three years and seven months.
Hong Kong SFC
HK regulator bans former rep of Primas Asset Management Limited for 12 months
The SFC has banned Ha Po Kwan, a former licensed representative of Primas Asset Management Limited, from re-entering the industry for 12 months.
HK regulator warns public of suspicious virtual asset-related product “LENA Network”
crypto warning, Hong Kong SFC, LENA network
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The Securities and Futures Commission (SFC) of Hong Kong today issued a warning of a suspicious investment product named “LENA Network”.
HK SFC warns public of suspicious investment products offered by ProCap International
The SFC of Hong Kong warns the public of suspicious investment products offered and marketed by ProCap International.
HK regulator warns public against unlicensed virtual asset trading platform Bybit
Bybit, Hong Kong SFC, SFC
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The Hong Kong Securities and Futures Commission (SFC) today warns the public of an unlicensed virtual asset trading platform (VATP) known as Bybit.
HK regulator bans former licensed reps of Nerico Brothers for five years
Hong Kong’s SFC has banned Mr Lam Ching Chiu and Mr Wong Siu Fung from re-entering the industry for five years.
HK regulator warns public against impersonators of SFC CEO
Hong Kong’s Securities and Futures Commission (SFC) today urges the public to beware of instant text messages impersonating the SFC’s CEO.
HK regulator imposes $1M fine on Central Wealth Securities Investment Limited
featured, Hong Kong SFC
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Hong Kong’s SFC has fined Central Wealth $1 million for failures in complying with the Securities and Futures (Financial Resources) Rules.
HK SFC warns public of unauthorised investment product offered by “ATG Algorithm Trade Group”
The Hong Kong SFC today warned the public of an unauthorised investment product involving a system to invest in gold CFDs.
SFC confirms extension of deadline for claims by Maxim Fund investors
featured, Hong Kong SFC, Maxim Trader
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The Hong Kong Court of First Instance extends cut-off date for Maxim Fund investors to make claims by 30 November 2023.