HK SFC warns public of suspicious investment products offered by ProCap International
The SFC of Hong Kong warns the public of suspicious investment products offered and marketed by ProCap International.
Hong Kong SFC
HK regulator warns public against unlicensed virtual asset trading platform Bybit
Bybit, Hong Kong SFC, SFC
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The Hong Kong Securities and Futures Commission (SFC) today warns the public of an unlicensed virtual asset trading platform (VATP) known as Bybit.
HK regulator bans former licensed reps of Nerico Brothers for five years
Hong Kong’s SFC has banned Mr Lam Ching Chiu and Mr Wong Siu Fung from re-entering the industry for five years.
HK regulator warns public against impersonators of SFC CEO
Hong Kong’s Securities and Futures Commission (SFC) today urges the public to beware of instant text messages impersonating the SFC’s CEO.
HK regulator imposes $1M fine on Central Wealth Securities Investment Limited
featured, Hong Kong SFC
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Hong Kong’s SFC has fined Central Wealth $1 million for failures in complying with the Securities and Futures (Financial Resources) Rules.
HK SFC warns public of unauthorised investment product offered by “ATG Algorithm Trade Group”
The Hong Kong SFC today warned the public of an unauthorised investment product involving a system to invest in gold CFDs.
SFC confirms extension of deadline for claims by Maxim Fund investors
featured, Hong Kong SFC, Maxim Trader
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The Hong Kong Court of First Instance extends cut-off date for Maxim Fund investors to make claims by 30 November 2023.
HK regulator bans former responsible officer of Changjiang Corporate Finance for seven years
The SFC has banned Ivan Chan Chuk Cheung, a former responsible officer of Changjiang Corporate Finance (HK) Limited for seven years.
HK regulator fines Changjiang Asset Management (HK) Limited $3.4 million
Changjiang Asset Management, Hong Kong SFC, SFC
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The SFC has fined Changjiang Asset Management (HK) Limited $3.4 million for regulatory breaches and internal control failures.
Hong Kong SFC bans Wansom Securities director for life
Hong Kong SFC, SFC, Wansom Securities
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The SFC has banned Mr Xie Yangxiong, a director of Wansom Securities (Hong Kong) Limited (WSL), from the industry for life.