featured, SFC, VATP
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All new virtual asset trading platform (VATP) applicants in Hong Kong can now seek licences under its swift licensing process.
crypto warning, featured, iSCAT, SFC
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The Hong Kong Securities and Futures Commission (SFC) today warned the public of an unlicensed VATP known as “iSCAT.”
Tse, the principal of the law firm, O Tse & Co., pleaded guilty to one count of contravention of the secrecy provision.
The SFC has fined Ever-Long Securities $3 million for failing to discharge its duties as the sole sponsor in the application of Coastal.
Hong Kong’s SFC has banned Mr Ng Ka Shun, responsible officer of Agg. Asset Management Limited, for life.
Hong Kong’s SFC warns the public of Alpha Advice’s unauthorised advertisements of an investment product on Facebook.
featured, Interactive Brokers, SBI, SFC
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The Securities and Futures Commission (SFC) of Hong Kong has issued restriction notices to four brokers.
SFC, Yuanta Securities
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The SFC has suspended the licence of Mr Wang Shian-tang, a former licensed representative of Yuanta Securities for 26 months.
market manipulation, SFC
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The SFC commences MMT proceedings against Deng Yi Feng’s former chairman and others over suspected manipulation of Smartac shares.
featured, SFC, Tarascon
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The SFC of Hong Kong has prohibited Mr Jonathan Dominic Iu Wai Ching from re-entering the industry for 15 years.
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