Enlighten Securities Limited, featured, SFC
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SFC reprimands and fines Enlighten Securities Limited $5 million and suspends its responsible officer for internal control failures.
featured, finfluencer, Franky Wong, SFC
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The Securities and Futures Commission (SFC) has suspended Mr Wong Ming Chung, a finfluencer known as Franky Wong.
The SFC of Hong Kong has prohibited Steven Wong Yung from re-entering the industry for 14 months.
The Securities and Futures Commission (SFC) of Hong Kong has commenced legal proceedings in the Court of First Instance.
crypto fraud, Hong Kong SFC, Linkbex, SFC
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The Hong Kong SFC today issued a warning to the public regarding an entity operating under the name of Linkbex.
The SFC of Hong Kong has obtained disqualification orders against former executive directors of Tech Pro Technology Development Limited.
insider dealing, SFC
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The SFC of Hong Kong today commenced criminal proceedings against businessman Mr Wong Pak Ming for insider dealing.
Money Concepts, SFC
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Hong Kong’s SFC has issued restriction notices to Money Concepts (Asia) Holdings Limited and Money Concepts Asset Management Limited.
featured, Hang Seng Bank, SFC
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Hong Kong’s SFC has reprimanded and fined Hang Seng Bank Limited $66.4 million for serious regulatory failures.
featured, SFC, VATP
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All new virtual asset trading platform (VATP) applicants in Hong Kong can now seek licences under its swift licensing process.
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