EFG Bank, featured, SFC
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The Securities and Futures Commission (SFC) has reprimanded and fined EFG Bank AG $10.85 million for failures relating to product due diligence.
featured, insider dealing, SFC
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The Eastern Magistrates’ Court of Hong Kong today convicted Mr Choi Chun Wai, former Vice President of Computershare, of insider dealing.
featured, SFC, Tung Tai
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Hong Kong’s Securities and Futures Commission (SFC) has suspended Ms Loretta Lee Si Kar for three months and two weeks.
The Court of First Instance has granted an interim injunction order against a suspected manipulator of the shares of Eggriculture Foods Limited.
featured, Futu, SFC, Soochow
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Hong Kong’s SFC has issued restriction notices to Futu Securities International (Hong Kong) Limited and Soochow Securities International Brokerage Limited.
featured, SFC, Tung Tai
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The Securities and Futures Commission (SFC) has reprimanded and fined Tung Tai Securities Company Limited HK$900,000.
featured, finfluencer, SFC, Telegram
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The SFC has secured the first custodial sentence against finfluencer for provision of paid investment advice on social media chat group without licence.
featured, SFC, short selling
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Hong Kong’s SFC today commenced criminal proceedings at the Eastern Magistrates’ Courts against Chan Hoi Shing and Li Po Ching.
featured, Hang Seng Bank, SFC
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The SFC has banned Mr Cheung Ngai Yi, a former relevant individual of Hang Seng Bank, Limited (HSB), from re-entering the industry for life.
China Longevity, featured, SFC
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The SFC is seeking disqualification orders from the Court of First Instance against three former directors of China Longevity Group Company Limited.
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