SFC issues restriction notice to GA (Int’l) Capital Management Limited
Hong Kong’s Securities and Futures Commission (SFC) has issued a restriction notice to GA (Int’l) Capital Management Limited (GCML).
SFC
HK regulator joins global effort to curb activities of unauthorised finfluencers
featured, financial influencer, finfluencer, influencer, SFC
0 Comments
The Securities and Futures Commission (SFC) of Hong Kong is joining regulators across the globe to curb activities of unlawful financial influencers (finfluencers).
HK regulator bans former responsible officer of MTF Securities Limited for six months
featured, MTF Securities, SFC
0 Comments
Hong Kong’s SFC has prohibited Ms Wong Lai Suen, a former RO and executive director of MTF Securities, from re-entering the industry for six months.
HK regulator issues restriction notice to Bloomyears Limited
The restriction notice prohibits Bloomyears, without prior written consent from the SFC, from carrying on any business.
SFC revokes licence of responsible officer of KCG Securities Asia, bans him for two years
featured, KCG Securities Asia, SFC
0 Comments
The Securities and Futures Commission (SFC) of Hong Kong has revoked the licence of Mr Mui Chok Wah and its approval of him.
SFC imposes $2M fine on Sino-Rich Securities & Futures Limited
featured, SFC, Sino-Rich
0 Comments
The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Sino-Rich Securities & Futures Limited $2 million.
HK regulator proceeds with position limit increases for key stock index derivatives
Hang Seng Index, SFC
0 Comments
The position limits for the futures and options contracts of Hang Seng Index, Hang Seng China Enterprises Index and Hang Seng TECH Index will be increased by 50%, 108% and 43%.
HK regulator imposes HKD $4.2M fine on Interactive Brokers Hong Kong Limited
featured, IBKR, Interactive Brokers, SFC
0 Comments
The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers Hong Kong Limited (IBHK) HKD $4.2 million.
HK regulator bans former responsible officer of CSC Futures for six months
The disciplinary action follows the SFC’s sanctions against CSC for its failures in complying with AML/CFT and other regulatory requirements.
HK regulator on track to launch uncertificated securities market regime in early 2026
The SFC welcomes the enactment of all necessary legislation to pave the way for the implementation of the uncertificated securities market initiative.
