NFA

NFA imposes total fines of $350,000 on GMG Brokers, two employees

NFA orders London, U.K. firm GMG Brokers LTD and two employees to pay fines totalling $350,000.

NFA has ordered Sioux Falls, S.D. introducing broker Member VBI Company (VBI) to pay a $135,000 fine.

NFA has noticed a recent uptick in scams perpetrated by fraudsters posing as NFA staff or agents.

The National Futures Association (NFA) has ordered swap dealer member StoneX Markets LLC to pay a $1,000,000 fine.

The National Futures Association (NFA) has ordered GAIN Capital Group LLC to pay a $700,000 fine.

The NFA charges GAIN Capital with improperly adjusting customer accounts, in apparent violation of NFA Compliance Rule 2-43(a)(1).

NFA’s Board of Directors approved the appointment of Dale Spoljaric as Vice President, Capital & Exams at its August meeting.

The National Futures Association (NFA) has ordered Makor Securities London Ltd. (Makor) to pay a $375,000 fine.

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