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Futu Futures hit with $100K NFA fine for repeated failures

Futu’s explanations for its repeated late filings raise questions about whether the firm takes seriously its reporting obligations.

NFA orders London, U.K. firm GMG Brokers LTD and two employees to pay fines totalling $350,000.

The National Futures Association (NFA) has ordered GAIN Capital Group LLC to pay a $700,000 fine.

The National Futures Association (NFA) has ordered Makor Securities London Ltd. (Makor) to pay a $375,000 fine.