NFA imposes $150k fine on Sigma Broking Limited
NFA orders London, United Kingdom introducing broker Sigma Broking Limited to pay a $150,000 fine.
NFA orders London, United Kingdom introducing broker Sigma Broking Limited to pay a $150,000 fine.
Sigma Broking Ltd has agreed to pay a monetary penalty of $125,000 for alleged ICE rule violations.
Between December 2014 and August 2016, Sigma did not report, or failed to report accurately, 56,000 CFD transactions to the FCA.
LME announces that Sigma Broking Limited begins trading and clearing today as a Category 1, Ring-dealing member.