Coinbase secures NFA registration as Futures Commission Merchant
Coinbase customers will soon be able to directly access futures through Coinbase Financial Markets.
NFA
NFA increases required minimum security deposits for Forex transactions
The NFA Executive Committee has determined to increase the minimum security deposits required to be collected and maintained by Forex dealer members.
NFA imposes total fines of $350,000 on GMG Brokers, two employees
NFA orders London, U.K. firm GMG Brokers LTD and two employees to pay fines totalling $350,000.
NFA fines introducing broker VBI Company $135,000
NFA has ordered Sioux Falls, S.D. introducing broker Member VBI Company (VBI) to pay a $135,000 fine.
NFA notes rise in imposter scams
NFA has noticed a recent uptick in scams perpetrated by fraudsters posing as NFA staff or agents.
NFA imposes $1 million fine on StoneX Markets
The National Futures Association (NFA) has ordered swap dealer member StoneX Markets LLC to pay a $1,000,000 fine.
NFA imposes $700,000 fine on GAIN Capital
The National Futures Association (NFA) has ordered GAIN Capital Group LLC to pay a $700,000 fine.
NFA files complaint against GAIN Capital for improperly adjusting customer accounts
The NFA charges GAIN Capital with improperly adjusting customer accounts, in apparent violation of NFA Compliance Rule 2-43(a)(1).
NFA appoints Dale Spoljaric as VP, Capital & Exams
NFA’s Board of Directors approved the appointment of Dale Spoljaric as Vice President, Capital & Exams at its August meeting.
NFA imposes $375,000 fine on Makor Securities London
The National Futures Association (NFA) has ordered Makor Securities London Ltd. (Makor) to pay a $375,000 fine.
